Regulatory Law Solicitors
This work sits alongside our established criminal defence practice and reflects the same considered, strategic approach to get the best results for which the firm is known.
Our regulatory work is largely split into two distinct areas: professional discipline and defending local authority prosecutions or regulatory private prosecutions.
Contact UsProfessional Discipline
We act for individuals facing allegations of serious misconduct before regulators, including:
General Medical Council
General Dental Council
Solicitors Regulation Authority
Bar Standards Board
Financial Conduct Authority
We assist both businesses and individuals from advising from a self-report, to pre-action representations, investigations, interim and disciplinary hearings to appeals. Advising at every stage.
Decisions made early in a regulatory investigation can have significant professional and reputational consequences.
Our approach is considered and robust.
Local Authority Prosecutions
We have defended a variety of local authority prosecutions including breaches of:
Education Regulations
Licensing Requirements
Parking Regulations
Environmental and Planning Law
Building / Planning Regulations
Health and Safety Legislation
Environmental Regulations
Trademarks Breaches
Our work in this area draws on extensive criminal experience as these proceedings are prosecuted in the criminal courts.
We understand how regulatory prosecutions are investigated, prepared and presented and we often mount successful legal challenges on the basis of failings in the investigative or prosecution process.
Private Prosecutions
We have acted for individuals and companies prosecuted by train companies, utilities companies, animal welfare charities.
Testimonials
Stephanie Roe is a formidable lawyer who leaves no stone unturned in defence of her clients. I have worked extensively with Steph over the last 10 years and consistently find her tenacity, case theory, and legal knowledge are second to none.
Legal 500
Paul Morris of Roe Lawyers is an experienced criminal litigator who provides expert representation to high-profile individuals, including those in the entertainment industry, on a range of serious cases.
Chambers and Partners
Stephanie Roe brings precisely the combination of characteristics that you want to look after a demanding private client. Charming, robust, diligent and capable. She is the solicitor that you would want standing by your loved one in their hour of need!
Legal 500
From the moment Stephanie is instructed she battles to get the best outcome for her client. At trial, they can be assured that the best defence case possible has been presented on their behalf.
Chambers and Partners
Very small team, but that means it’s very agile and entirely dedicated to the work they take on, which leads to excellent value for money.
Legal 500
If you are unsure whether your case is something we can assist with, please do get in touch.
